Securities Law (SEBI) Services

  • Listing of securities - equity and debt
  • SEBI Investigation, Inspections and Adjudications
  • Legal Opinions and Advisories
  • Advisory services to listed companies & market intermediaries in the areas of statutory & regulatory compliances, including signing off on day-to-day compliance obligations with Stock Exchanges and SEBI.
  • Assisting in obtaining various regulatory approvals from SEBI / BSE / NSE
  • Compounding & Settlement Advisory and Representations
  • Intermediary Registration
  • Handing Investment Related Issues of Investors
  • Internal and Concurrent Audit of Stock Brokers and DPs
  • Advisory and Assistance on Demat of Securities under the Depositories Act, 1996.